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Maximum of the resolvent over matrices with given spectrum
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In numerical analysis it is often necessary to estimate the condition number class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si1.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=8ab8b6edade2eb7ca078488e0dbd6267" title="Click to view the MathML source">CN(T)=‖T‖⋅‖T−1class="mathContainer hidden">class="mathCode">CN(T)=TT1 and the norm of the resolvent class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si2.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=e897e140cd1a4f40764b7a74bbf7a59d" title="Click to view the MathML source">‖(ζ−T)−1class="mathContainer hidden">class="mathCode">(ζT)1 of a given class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si3.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=6d7946b5ef60609520823ee254fb547e" title="Click to view the MathML source">n×nclass="mathContainer hidden">class="mathCode">n×n matrix T  . We derive new spectral estimates for these quantities and compute explicit matrices that achieve our bounds. We recover the fact that the supremum of class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si4.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=4bee9478a54aa25b29ff658610c746b9" title="Click to view the MathML source">CN(T)class="mathContainer hidden">class="mathCode">CN(T) over all matrices with class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si5.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=0453cc90dafa2eaf81181dca3df389da" title="Click to view the MathML source">‖T‖≤1class="mathContainer hidden">class="mathCode">T1 and minimal absolute eigenvalue class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si6.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=42f6c4e7c5d76e2729a11ae95cc5b7cf" title="Click to view the MathML source">r=minλ∈σ(T)⁡|λ|>0class="mathContainer hidden">class="mathCode">r=minλσ(T)|λ|>0 is the Kronecker bound class="mathmlsrc">title="View the MathML source" class="mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si7.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=11e178d62c775432e66b2f922ae84f5e">class="imgLazyJSB inlineImage" height="20" width="18" alt="View the MathML source" title="View the MathML source" src="/sd/grey_pxl.gif" data-inlimgeid="1-s2.0-S0022123616301938-si7.gif">class="mathContainer hidden">class="mathCode">frac>1rnfrac>. This result is subsequently generalized by computing for given ζ   in the closed unit disc the supremum of class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si2.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=e897e140cd1a4f40764b7a74bbf7a59d" title="Click to view the MathML source">‖(ζ−T)−1class="mathContainer hidden">class="mathCode">(ζT)1, where class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si5.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=0453cc90dafa2eaf81181dca3df389da" title="Click to view the MathML source">‖T‖≤1class="mathContainer hidden">class="mathCode">T1 and the spectrum class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si8.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=e6d1a842727a620e4816cfc0b00aaeb4" title="Click to view the MathML source">σ(T)class="mathContainer hidden">class="mathCode">σ(T) of T   is constrained to remain at a pseudo-hyperbolic distance of at least class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si148.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=3bce0389eaa5e7eada40f8fd6b9e144f" title="Click to view the MathML source">r∈(0,1]class="mathContainer hidden">class="mathCode">r(0,1] around ζ  . We find that the supremum is attained by a triangular Toeplitz matrix. This provides a simple class of structured matrices on which condition numbers and resolvent norm bounds can be studied numerically. The occurring Toeplitz matrices are so-called model matrices, i.e. matrix representations of the compressed backward shift operator on the Hardy space class="mathmlsrc">class="formulatext stixSupport mathImg" data-mathURL="/science?_ob=MathURL&_method=retrieve&_eid=1-s2.0-S0022123616301938&_mathId=si10.gif&_user=111111111&_pii=S0022123616301938&_rdoc=1&_issn=00221236&md5=28fe6463eb2fdf459e787fb344e26467" title="Click to view the MathML source">H2class="mathContainer hidden">class="mathCode">H2 to a finite-dimensional invariant subspace.

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