全球价值链嵌入、产业集聚与中国工业行业技术进步
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摘要
本文使用中国工业行业面板数据,对全球价值链嵌入和产业集聚的相互关系及其对技术进步的影响进行理论分析和实证检验,并进一步从资源配置和资源利用的角度讨论了全球价值链嵌入、产业集聚对于技术进步的影响。研究发现:随着全球价值链嵌入程度和产业集聚程度的加深,全球价值链嵌入和产业集聚对技术进步分别起促进和阻碍作用;二者对于技术进步的影响存在相互加强的效应;全球价值链嵌入和产业集聚对于技术进步的作用主要在资源配置方面。这些发现为进一步引导我国加工贸易发展、加强技术引进和吸收、优化资源配置和推动创新提供了支持。
By using panel data from China's industrial sectors,this thesis makes a theoretical analysis and empirical test on the interrelationship of GVC embeddedness and industrial agglomeration and its influence on technical progress,and further investigates their relationship from both resource allocation and resource utilization perspective. This study finds that as the degree of GVC embeddedness and industrial agglomeration deepen,they promote and hinder technical progress respectively; both reinforce each other in effecting technical progress; the effect of GVC embeddedness and industrial agglomeration on technical progress exist mainly in resource allocation. These findings provide support for further guiding the development of our country's processing trade,strengthening the technological introduction and absorption,optimizing allocation of resources and promotinginnovation.
By using panel data from China's industrial sectors,this thesis makes a theoretical analysis and empirical test on the interrelationship of GVC embeddedness and industrial agglomeration and its influence on technical progress,and further investigates their relationship from both resource allocation and resource utilization perspective. This study finds that as the degree of GVC embeddedness and industrial agglomeration deepen,they promote and hinder technical progress respectively; both reinforce each other in effecting technical progress; the effect of GVC embeddedness and industrial agglomeration on technical progress exist mainly in resource allocation. These findings provide support for further guiding the development of our country's processing trade,strengthening the technological introduction and absorption,optimizing allocation of resources and promotinginnovation.
引文
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[19]朱俏俏,孙慧.资源型产业集聚的动态溢出效应研究[J].工业技术经济,2016,35(3):36~46.
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[21]李晓萍,李平,吕大国,等.经济集聚、选择效应与企业生产率[J].管理世界. 2015,(4):25~37.
[22]阎世平,林灵.产业集聚是否促进人力资本投资——来自我国工业企业在职培训的经验证据[J].广西大学学报(哲学社会科学版),2015,37(5):44~56.
[23] Hummels D,Ishii J,Yi K M. The Nature and Growth of Vertical Specialization in World Trade[J]. Journal of International Economics,2001,54(1):75~96.
[24]北京大学中国经济研究中心课题组.中国出口贸易中的垂直专门化与中美贸易[J].世界经济,2006,(5):3~11.
[25]陈诗一.中国工业分行业统计数据估算:1980~2008[J].经济学(季刊),2011,10(3):735~776.
[2]郭炳南,魏润卿.国际垂直专业化分工与中国工业行业技术进步——基于DEA方法的面板数据分析[J].经济问题探索,2011,(11):25~32.
[3]肖文,殷宝庆.垂直专业化的技术进步效应——基于27个制造行业面板数据的实证分析[J].科学学研究,2011,29(3):382~389.
[4]林冰,李宏.垂直专业化对全要素生产率的影响研究[J].天津财经大学学报,2013,33(2):119~129.
[5]孟祺,隋杨.垂直专业化与全要素生产率——基于工业行业的面板数据分析[J].山西财经大学学报,2010,32(1):58~64.
[6]王玉燕,林汉川,吕臣.全球价值链嵌入的技术进步效应——来自中国工业面板数据的经验研究[J].中国工业经济,2014,(9):65~77.
[7] Ethier W J. National and International Returns to Scale in the Modern Theory of International Trade[J]. The American Economic Review,1982,72(3):389~405.
[8] Rivera-Batiz L A,Romer P M. Economic Integration and Endogenous Growth[R]. National Bureau of Economic Research,1990.
[9]格罗斯曼,赫尔普曼.全球经济中的创新与增长[M].北京:中国人民大学出版社,2003:148~153.
[10] Eaton J,Kortum S. Technology and Bilateral Trade[R]. National Bureau of Economic Research,1997.
[11] Glass A J,Saggi K. Innovation and Wage Effects of International Outsourcing[J]. European Economic Review, 2001, 45(1):67~86.
[12] Jabbour L,Mucchielli J. Technology Spillovers Through Backward Linkages:The Case of the Spanish Manufacturing Industry[J]. Journal of Applied Economics,2004,(7):73.
[13] Arndt S W. Globalization and the Open Economy[J]. The North American Journal of Economics and Finance, 1997, 8(1):71~79.
[14]张宇,蒋殿春. FDI、产业集聚与产业技术进步——基于中国制造行业数据的实证检验[J].财经研究,2008,(1):72~82.
[15]陈柳.中国制造业产业集聚与全要素生产率增长[J].山西财经大学学报,2010,32(12):60~66.
[16]王燕,徐妍.中国制造业空间集聚对全要素生产率的影响机理研究——基于双门限回归模型的实证分析[J].财经研究,2012,38(3):135~144.
[17]王丽丽.集聚、贸易开放与全要素生产率增长——基于中国制造业行业的门槛效应检验[J].产业经济研究,2012,(1):26~34.
[18]叶宁华,包群,邵敏.空间集聚、市场拥挤与我国出口企业的过度扩张[J].管理世界. 2014,(1):58~72.
[19]朱俏俏,孙慧.资源型产业集聚的动态溢出效应研究[J].工业技术经济,2016,35(3):36~46.
[20]唐根年,管志伟,秦辉.过度集聚、效率损失与生产要素合理配置研究[J].经济学家. 2009,(11):52~59.
[21]李晓萍,李平,吕大国,等.经济集聚、选择效应与企业生产率[J].管理世界. 2015,(4):25~37.
[22]阎世平,林灵.产业集聚是否促进人力资本投资——来自我国工业企业在职培训的经验证据[J].广西大学学报(哲学社会科学版),2015,37(5):44~56.
[23] Hummels D,Ishii J,Yi K M. The Nature and Growth of Vertical Specialization in World Trade[J]. Journal of International Economics,2001,54(1):75~96.
[24]北京大学中国经济研究中心课题组.中国出口贸易中的垂直专门化与中美贸易[J].世界经济,2006,(5):3~11.
[25]陈诗一.中国工业分行业统计数据估算:1980~2008[J].经济学(季刊),2011,10(3):735~776.