基于可持续发展理论的中国电源结构多目标决策研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
中国正处于经济快速增长的时期,能源消耗和电力装机容量增加迅猛。基于可持续发展角度,从经济发展模式寻找能源消费的规律,以及由此产生的环境后果,以便做出实时的、合理的能源电力政策安排是十分必要的。论文围绕此主题进行了以下研究:
     首先,论文基于趋势分析法对能源消费与经济、环境的关系进行了深入分析,运用微观经济学原理对能源消费的库兹涅茨曲线(EKC)进行研究,首次将其划分为5个阶段,并得出了中国能源消费发展的轨迹特征,指明中国能源消费仍然处在EKC左侧;论文对中国能源消费与环境指标进行了灰色关联分析,研究显示,若保持现有的经济发展模式下,能源的消费会伴随着经济发展继续大幅增加,而煤炭、石油消费的增加,会引起污染物的排放继续增加,环境有可能进一步恶化。
     其次,论文以广东、上海和北京为例,分别运用因素分解法和自适应权重分解法对经济发展和能源消费的关系进行了结构和强度的分解分析。研究成果表明,近些年能源消费强度的下降主要归功于各产业部门能源强度的下降,尤其是第二产业能源密度的下降,而产业结构变化对能源密度下降贡献较小,且不稳定。
     然后,为探明各行业在电力消费过程中CO2的排放,论文将行业划分为发电、工业(不包括发电)、交通运输业、民用和服务业以及其它行业五类,运用了AWD法对电力消费与CO2排放关系进行了分解。研究表明,近15年间,CO2的排放量大幅增加,但CO2排放强度却大幅降低了,主要原因是各行业CO2排放强度降低引起的,其中以民用和服务业最为明显,电力消费结构对总CO2排放强度的降低是反向作用。
     论文选取了与电源结构有关的反映经济效应、环境效应和电力生产水平等指标,首次对2000年至2007年中国电源结构发展轨迹进行了综合评价与研究。研究显示,中国电源结构在逐步远离不可持续的临界点,靠近目标点,但发展的路径偏离最优可持续发展路径。
     最后,论文创建了考虑环境约束、经济发展、资源约束和科技发展水平的电源结构多目标决策系统模型,并基于不同的优先原则和不同的排放绩效水平,对2010年、2015年的电源结构进行了情景分析,给出了2015年电源结构目标区间。论文还考虑CO2约束,对电源结构进行了优化,给出了CO2约束下的电源结构变化。
     论文指明了中国能源发展的阶段性特点,电源的可持续水平,未来经济社会和环境的变化对电源结构影响,这对未来的能源政策的制定有重要的参考价值。
China's economy is experiencing a fast development period, and the GDP increases faster than the average speed worldwide. Moreover, the amount of energy consumption and power installed capacity are increasing rapidly. In order to make a practical and reasonable power strategy, it is necessary to find out rules of energy consumption in development pattern for economy, and the associated environmental consequences also need to be considered. Focusing on the subject above, studies of this thesis are shown as follows:
     First, trends analysis on relationship between energy consumption and economy development, energy consumption and environment are made. The EKC curve for energy consumption is analyzed by principles of microeconomics. It is the first time that the EKC curve being divided into five parts. Paper draws the trajectory of the development of China's energy consumption characteristics; it is proved that China's energy consumption is still on the left of the EKC curve. China's energy consumption and environmental indicators are analyzed by Grey Relational Analysis. It is shown that that if the existing development pattern is maintained, the energy consumption would continue to increase considerably with the development of economy, and the growth of coal and oil consumption may causes increased discharge of pollutants. Thus, the environment is likely to deteriorate further.
     Second, Guangdong, Shanghai and Beijing are taken as examples in this thesis, and Factor Analysis Approach and Adaptive Weighting Division are used to make a decomposition analysis on the relation between economical development and energy consumption from the perspective of structure and intensity. It is proved that the intensity of energy consumption decreasing in recent years is largely due to the decrease of that in each industry department, while the decrease of energy density in secondary industry contributes a lot. However, the change of industrial structure contributes little in decreasing energy density, and it is unstable.
     Third, in order to investigate the power consumption of various industries in the process of CO2 emissions, whole industry is divided into five parts, including power generation, industry (power generation is not included), transportation, civilian industry and service and others. The relation between power consumption and CO2 is analyzed by AWD method. The study suggests that CO2 emissions increase, but reduced CO2 emissions intensity nearly 15 years, the decrease of emission intensity of CO2 for each industry leads to a decrease of the whole intensity, especially that of civilian industry and service industry. However, the structure of power consumption plays a negative role on emission of CO2.
     Indicators, which are related to power structure and reflect economic effects, environmental effects and power production levels, are taken to comprehensively evaluate and describe the development trace of China's power structure from 2000 to 2007 for the first time. It is shown that China's power structure is steadily moving away from the point of unsustainable but towards the target on the one hand, on the other hand, it is deviating from the optimal sustainable development path.
     At last, by considering all of the factors above, a multi-objective decision system model for power construction is built. It is built up based on restraints of environment, economical development, restraints of resource and technology development. In addition, based on different principles of precedence and emission efficiency, power structures in 2010 and 2015 are analyzed by scenario analysis, and then the target zone of China's power structure in 2015 is given. By considering the restraint of CO2, power structures are optimized according to different principles of precedence and emission efficiency, and changes of power structure under the constraint of CO2 are provided.
     Many points which have great reference value for formulating follow-up energy policy are pointed out in the thesis, such as characteristics in different stages for China's energy development, the sustainability of power and future economic, social and environmental impact on the power structure.
引文
[1][美]丹尼斯·米都斯.增长的极限—罗马俱乐部关于人类困境的报告.吉林人民出版社:1997年12月
    [2]世界环境与发展委员会.我们共同的未来.吉林人民出版社:1997年12月
    [3]IAEA,Energy Indicators for Sustainable Development Guideline and Methodologies, http://www.iaea.org/Publications/
    [4]IAEA. Brazil a country profile on sustainable energy development. International Atomic Energy Agency,2006, http://www.iaea.org/Publications/
    [5]IEA outlook 2008. http://www.worldenergyoutlook.org/
    [6]Lorna A. Greening, William B. Davis, Lee Schipper etc. Comparison of six decomposition methods:application to aggregate energy intensity for manufacturing in 10 OECD countries. Energy Economics,1997, (19):375-390
    [7]Scott Murtisshaw, Lee Schipper, Disaggregated analysis of US energy consumption in the 1990s:evidence of the effects of the internet and rapid economic growth, Energy Policy,2001,vol 29,pp.1335-1356
    [8]Fridtjor Unander,Sohbet Karbuz, Lee Schipper, Marta Khrushch,Michael Ting, Manufacturing energy use in OECD countries:decomposition of long-term trends, Energy Policy,1999,vol 27,pp.769-778
    [9]J.W.Sun.Changes in energy consumption and energy intensity:A complete decomposition model[J].Energy Economics,1998 (20):85-100
    [10]Chunbo Ma, David I.Strin. China's Changing Energy Intensity Trend:A Decomposition Analysis. Working Papers in Economics,2006
    [11]Lee Schipper, Scott Murtishaw Marta Khrushch etc. Carbon emissions from manufacturing energy use in 13 IEA countries:long-term trends through 1995. Energy Policy,2001,29:667-688
    [12]Bimal K Bose. Energy, Environment, and Advances in Power Electronics, IEEE Transactions on Power Electronics,1996.5(4):688-701
    [13]J.B.Fanow. Space Aid for Energy, Environment and Economics. IEEE Transactions on Power Electronics,2006.21 (6).811-816
    [14]M·Shamsul Haque. Environmental Discourse and Sustainable Development:Linkages and Limitations.Ethics and the Environment 2000,5(1):3-21
    [15]陈长杰,马晓微,魏一鸣,傅小锋.基于多目标的中国可持续发展模式优化研究.中国管理科学,2004,12(5):91-96
    [16]宋世涛,魏一鸣,范英.中国可持续发展问题的系统动力学研究进展.中国人口资源与环境,2004,14(2):42-47
    [17]陈丽萍.能源可持续发展研究现状评述.国土资源情报,2005,10(11):1-6
    [18]周伏秋.国际能源评价指标体系及对我国的启示.中国能源,2006,28(11):39-41
    [19]何斯征.可持续发展能源指标体系及应用实例.能源工程,2007(5):16-20
    [20]史丹.中国能源效率的地区差异与节能潜力分析.中国工业经济,2006(10):49-58
    [21]何斯征,黄东风.浙江省可持续发展能源指标的研究.能源工程,2007(2):1-6
    [22]刘征福.建立能源利用效率评价指标体系的研究.能源与环境,2007,8(2):2-4
    [23]田立新等.能源经济系统分析.北京:社会科学文献出版社,2005.
    [24]曾波,苏晓燕.中国产业结构成长中的能源消费特征.能源与环境,2006,(04).2-4
    [25]吴巧生,成金华.中国工业化中的能源消耗强度变动及因素分析——基于分解模型的实证分析.财经研究,2006,(6):75-85
    [26]张宗成,周猛.中国经济增长与能源消费的异常关系分析.上海经济研究,2004,(4):41-66
    [27]路正南.产业结构调整对我国能源消费影响的实证分析.数量经济技术经济研究,1999,(12):53-55
    [28]史丹.结构变动是影响我国能源消费的主要因素.中国工业经济,1999,(11):38-42
    [29]蒋金荷.提高能源效率与经济结构调整的策略分析.数量经济技术经济研究,2004,(10):16-23
    [30]韩智勇,魏一鸣,范英.中国能源强度与经济结构变化特征研究.数理统计与管理,2004,(23):1-6,52
    [31]周鸿,林凌.中国工业能耗变动因素分析:1993-2002.产业经济研究,2005,(5):13-18
    [32]王玉潜.能源消耗强度变动的因素分析方法及其应用.数量经济技术经济研究,2003,(8):151-154
    [33]齐志新,陈文颖.结构调整还是技术进步?——改革开放后我国能源效率提高的因素分析.上海经济研究,2006,(6):8-16
    [34]丁乐群,翟绘景,何青,黄萍力.单位GDP能耗的分解模型及其分析.能源研究与信息,2007,(3):146-153
    [35]史丹.我国经济增长过程中能源效率的改进.经济研究,2002,(9):49-56
    [36]周勇,李廉水.中国能源强度变化的结构与效率因素贡献——基于AWD的实证分析.产业经济研究,2006,(4):68-74
    [37]Ibrshim Hafeezur Rehman, Preeti Malhota, Ram Chandra Pal, Phool Badan Singh,Availability of Kerosene to Rural Households:A Case Study From India. Energy Policy,2005(33),2165-2174
    [38]Zauresh Atakhanova, Peter Howie, Electricity Demand in Kazakhstan, Energy Policy, 2007(35),3729-3743
    [39]Claude, Cohen, Manfred Lenzen, Roberto Schaeffer, Energy Requirements of Households in Brazil, Energy Policy,2005(33),555-562
    [40]K.S.Kavi Kumar, Brinda Viswanathan, Changing Structure of Income Indoor Air Pollution Relationship in India, Energy Policy,2007(35),5496-5504
    [41]Fridtjof Unander, Ingunn Ettestol, Mike Ting, Lee Schipper, Residential Energy Use:An International Perspective on Long Term Trends in Denmark, Norway, and Sweden, Energy Policy,2004(32),1395-1404
    [42]Brinda Viawannathan, K.S. Kavi Kumar, Cooking Fuel Use Patterns in India:1983-2000, Energy Policy,2005(33):1021-1036
    [43]Charles Moonga Haanyika, Rural Electrification Policy and Institutional Linkages, Energy Policy,2006(34),2977-2993
    [44]Eduardas kazakevicius, Lee Schipper and Stephen Meyers. The Residential Space Heating Problem in Lithuania. Energy Policy,1998(26),831-858
    [45]Lorna A. Greening, William B. Davis, Lee Schipper etc. Decomposition of aggregate carbon intensity for the manufacturing sector:comparison of declining trends from 10 OECD countries for the period 1971-1991. Energy Economics 1998, (20):43-65
    [46]Tom Krackeler, Lee Schipper, Osman Sezgen. Carbon dioxide emissions in OECD service sectors:the critical role of electricity use.Energy Policy,1998,26:1137-1152
    [47]Obas John Ebohon, Anthony Jekwu Ikeme. Decomposition analysis of CO2 emission intensity between oil producing and non-oil-producing sub-Saharan African countries. Energy Policy,2006(34):3599-3611
    [48]M.EI-Kody, M.Badr, K.Abed, etal. Economical evaluation of electricity generation considering externalities. Renewable Energy.2002(25):317-328
    [49]R.Ottninger, D.Wooley, N.Robinson. Environmental costs of electricity. New York:Pace University Center for Environmental Legal Studies. Ocean Publications.1991
    [50]European Commission. External Costs Research results on socio-environmental damages due to electricity and transport external cost,2003
    [51]胡兆光,电力可持续发展的基准限研究,中国电力,2004,(04):1-4
    [52]李崇和.需求侧管理电力可持续发展的重要支持手段.上海节能,2005(03):15-19
    [53]华新,左玉辉.中国电力行业可持续发展研究.环境科学与管理,2007,32(08):165-168
    [54]叶雷.2020年中国电力可持续发展战略研究.中国电力,2003,(10):1-7
    [55]高世宪.中国电力可持续发展.科学对社会的影响,2004,(03):19-24
    [56]黎发贵,郭太英.风力发电在中国电力可持续发展中的作用.贵州水力发电,2006(01):74-78
    [57]何永贵,乞建勋.电力可持续发展与反垄断的经济学分析.华北电力大学学报,2004,31(05):81-84
    [58]邢援越.加快水电建设促进电力可持续发展.水力发电,2004(07):1-5
    [59]迟远英,李向阳.风力发电是电力可持续发展的最佳战略.吉林电力,2005(03):19-20
    [60]吴贵辉.用能源翻一番保经济翻两番—中国能源安全战略与电力可持续发展.中国电 力企业管理,2003(10):11-12
    [61]鲍云樵.中国电力可持续发展的出路和方向.中外能源,2009,(08):15-21
    [62]孙嘉平.做好节能减排,实现电力可持续发展.高科技与产业化,2009,(03):24-27
    [63]Lisnianski A, Levitin G, Ben-Haim H, et al. Power system structure optimization subject to reliability constraints. Electric Power Systems Research 1996(39),145-152
    [64]Levitin G, Lisnianski A, Elmakis D. Structure optimization of power system with different redundant elements. Electric Power Systems Research 1997(43),19-27
    [65]Gregory Levitin, Anatoly Lisnianski. Structure optimization of power system with bridge topology. Electric Power Systems Research 1998(45),201-208
    [66]林峰.中国电源结构优化的规制经济学分析[硕士学位论文].山东大学,2007
    [67]朱成章.我国电源结构的另类解读.电力技术经济,2008,2:8-14
    [68]汪拥军,孙东川.市场环境下中国电源结构调整研究.特区经济,2007,3:178-179
    [69]何璟.盼中国绿色电力的崛起—从资源条件看电源结构调整的可能性.大视野,2007,3:3-6
    [70]袁薏子,崔旻.华东电网电源结构的研究.华东电力,2007,1:51-53
    [71]曹钢,丁明.安徽省中长期电源结构优化研究.中国电力,2000,9:38-41
    [72]王敏芳.我国东部沿海地区电源结构优化目标研究.中国能源,2005,8:35-38
    [73]李小平,许卉.湖北电网电源结构优化研究.湖北电力,2000,12:7-9
    [74]刘殿海.电源优化规划理论研究及应用[博士学位论文].华北电力大学,2006
    [75]卢艳超,张彩庆.基于核函数的PCA_LINMAP模型的电源结构优化评价.华东电力,2006,8:746-748
    [76][美]芭芭拉·沃德,勒内·杜博斯,《国外公害丛书》译,只有一个地球—对一个小小行星的关怀和维护,吉林:吉林人民出版社,1997年
    [77][美]蕾切尔‘卡逊,吕瑞兰,李长生译,寂静的春天,吉林:吉林人民出版社,1997年
    [78][美]巴里康芒纳,侯文蕙译.封闭的循环,吉林:吉林人民出版社,1997年
    [79]世界环境与发展委员会,王之佳,柯金良等译.我们共同的未来,吉林:吉林人民出版社,1997年
    [80]世界环境与发展委员会,21世纪议程,北京:中国环境科学出版社,1993年
    [81]张坤民,可持续发展论,北京:中国环境科学出版社,1997,5-6
    [82]王玉梅,可持续发展评价,北京:中国标准出版社,2008,9-10
    [83]牛文元,中国可持续发展总论,北京:科学出版社,2007,51-52
    [84]中国21世纪议程编制小组,中国21世纪议程—中国21世纪人口、环境与发展白皮书,北京:中国环境科学出版社,1994
    [85]中国科学院可持续发展战略研究组,2000中国可持续发展战略报告,北京:科学出版社,2000
    [86]陈勇,中国能源与可持续发展,北京:科学出版社,2007,520-525
    [87]张国宝,中国能源发展报告2009,北京:经济科学出版社,2008,73-74
    [88]Kurnets,Economic Growth and income inequality,American Economic Review, 1955,Vol.45(1):23-29
    [89]Grossman.GM. and A.B.Krueger,Economic Growth and the Environment. Quarterly,Journal of Economics,1995, Vol.110:353-357
    [90]中华人民共和国统计局.中国统计年鉴2008.北京:中国统计出版社,2008.200-300
    [91]中国科学院可持续发展战略研究组.2008中国可持续发展战略报告.北京:科学出版社,2008,13-14
    [92]国家发展改革委员会,能源发展“十一五”规划,http://www.sdpc. gov.cn/nyjt /nyzywx/default.htm
    [93]邓聚龙.灰预测和灰决策,武汉:华中科技大学出版社,2002年第一版
    [94]Ang,B.W.,1994,Decomposition of industrial energy consumption:the energy intensity approach,Energy Enconomics 16(3),163-174
    [95]广东统计年鉴,]http://www.gdstats.gov.cn/tjnj/ml_c.htm
    [96]Ang,B.W.,1995,Decomposition methodology in industrial energy demand analysis,Energy,20(11),1081-1095
    [97]上海统计年鉴,http://www.stats-sh.gov.cn/2004shtj/tjnj/tjnj2008.htm
    [98]北京市统计年鉴,http://www.bjstats.gov.cn/
    [99]宴晓林,宁大同.区域工业经济结构与环境质量的双向耦合优化,环境科学学报,17(1),1997年,87-93
    [100]WEO2007, http://www.worldenergyoutlook.org/
    [101]国家发展改革委员会,可再生能源发展中长期规划,http://www.sdpc. gov.cn/nyjt /nyzywx/default.htm
    [102]国家发展改革委员会,核电中长期发展规划,http://www. sdpc.gov.cn/nyjt/ nyzywx/default.htm
    [103]李祚泳,汪嘉杨等.可持续发展评价模型与应用,北京:科学出版社,2007年
    [104]吴敬儒.2005~2030年电力需求预测及发展战略研究,中国电力报.2007-9-18
    [105]李雄飞,李军,数据挖掘与知识发现,北京:高等教育出版社,2003年