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A bound for the eigenvalue counting function for Krein-von Neumann and Friedrichs extensions
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For an arbitrary open, nonempty, bounded set Ω⊂Rn, 9c9ef5221267c27b13c5eb2e8213826" title="Click to view the MathML source">n∈N, and sufficiently smooth coefficients e7e787bf1213b235b01262b51" title="Click to view the MathML source">a,b,q, we consider the closed, strictly positive, higher-order differential operator e552fc970147260c5d" title="Click to view the MathML source">AΩ,2m(a,b,q) in L2(Ω) defined on View the MathML source, associated with the differential expression
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and its Krein–von Neumann extension 9caee6dda0d791f" title="Click to view the MathML source">AK,Ω,2m(a,b,q) in L2(Ω). Denoting by N(λ;AK,Ω,2m(a,b,q)), e5887571a78720" title="Click to view the MathML source">λ>0, the eigenvalue counting function corresponding to the strictly positive eigenvalues of 9caee6dda0d791f" title="Click to view the MathML source">AK,Ω,2m(a,b,q), we derive the bound
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where 83079aad096e5" title="Click to view the MathML source">C=C(a,b,q,Ω)>0 (with 8e48a3a" title="Click to view the MathML source">C(In,0,0,Ω)=|Ω|) is connected to the eigenfunction expansion of the self-adjoint operator a22431b52517af80">View the MathML source in L2(Rn) defined on W2m,2(Rn), corresponding to τ2m(a,b,q). Here 8e064040393224564798b3223ed71" title="Click to view the MathML source">vn:=πn/2/Γ((n+2)/2) denotes the (Euclidean) volume of the unit ball in e5ee4c2a0c93f5c7dd08d47" title="Click to view the MathML source">Rn.

Our method of proof relies on variational considerations exploiting the fundamental link between the Krein–von Neumann extension and an underlying abstract buckling problem, and on the distorted Fourier transform defined in terms of the eigenfunction transform of af1b5a5fb">View the MathML source in L2(Rn).

We also consider the analogous bound for the eigenvalue counting function for the Friedrichs extension AF,Ω,2m(a,b,q) in L2(Ω) of e552fc970147260c5d" title="Click to view the MathML source">AΩ,2m(a,b,q).

No assumptions on the boundary ∂Ω of Ω are made.

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