电力系统多元主体间外部性影响机理及补偿机制研究
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摘要
随着我国电力工业市场化改革的进行,电力管理体制的变迁使电力系统多元主体间的关联关系和利益格局发生了重大的变化。发电厂商、电网公司、电力用户和环境与社会等各利益主体的行为活动可能会对电力系统其他主体产生无法通过市场机制得到有效解决的影响,即电力系统多元主体间存在着一定的外部性影响,这可能会导致相关主体的经济性受到影响。因此,对电力系统多元主体间的外部性影响机理进行研究,设计外部性补偿机制并提出外部性补偿政策,能够有助于电力系统多元主体间外部性问题的有效解决,从而实现各主体间利益的合理补偿,促进各主体的良性发展,进而在保障电力系统安全稳定运行的基础上实现电力产业的结构优化和可持续协调发展。
     本文以外部性理论和机制设计理论为基础,对电力系统多元主体间的物理关联性和经济关联性进行了分析,构建了电力系统多元主体间的外部性影响评估指标体系,设计了电力系统多元主体间的外部性补偿机制,从外部性影响定量分析、外部性补偿机制和外部性补偿政策这种研究思路对大规模风电机组并网发电、抽水蓄能电站投运和辅助服务提供的外部性问题进行了分析研究。
     第一,对发电厂商、电网公司、电力用户及环境与社会等电力系统多元主体的功能和目标进行了详细地阐述,进而对多元主体间的物理关联性进行了分析。在此基础上,对电力系统多元主体间的经济体关联性进行了分析。
     第二,对电力系统多元主体间的外部性影响进行了概况分析,对大规模风电机组并网发电、抽水蓄能电站投运和辅助服务提供的外部性影响机理进行了详尽地研究,构建了电力系统多元主体间的外部性影响评估指标体系。
     第三,确定了电力系统多元主体间外部性补偿的目标和原则,提出了大规模风电机组并网发电、抽水蓄能电站投运及辅助服务提供的外部性补偿的一般思路和途径。
     第四,基于随机生产模拟方法构建了大规模风电机组并网发电的外部性影响评估模型,并进行了实例测算;进而从正、负外部性两个方面对大规模风电机组并网发电的外部性补偿机制进行了设计;最后,提出了大规模风电机组并网发电的外部性补偿政策。
     第五,基于随机生产模拟方法构建了抽水蓄能电站投运的外部性影响评估模型,并进行了实例测算;进而提出了抽水蓄能电站投运的外部性补偿机制;最后,提出了抽水蓄能电站投运的外部性补偿政策。
     第六,考虑到辅助服务提供的特殊性和我国当前辅助服务市场的现状,借助AGC投运的贡献量、备用提供的贡献量来表征其对电力系统多元主体产生的外部性影响程度,进而构建了辅助服务提供的外部性影响评估模型并进行了定量测算;据此设计了辅助服务提供的外部性补偿机制,并提出了相应的补偿政策。
With the marketization reform of China's electric power industry, the change of electric power management regime has varied the associated relationships and interest patterns among the multiple components of power system. The activities of generation companies, grid corporation, electricity consumers, society and environment may bring some impact that can not be effectively addressed through market mechanisms.This indicates there exsits externality among the multiple components of power system, which may affect some components' economy. Therefore, to research the external impact mechanism among the multiple components of power system and to put forward some external compensation policies can contribute to effectively solve the externality issue among the multiple components of power system, achieve the reasonable compensation of interests of multiple components, and promote the sound development. Finally, on the basis of safeguarding the safe and stable operation of power system, the structural optimization and sustainable and coordinated development of power industry can be achived.
     Based on Externality theory and mechanism design theory, the physical and economic relationships among the multiple components of power system were firstly analyzed; then the external impact evaluation index systems were built; furtherly, the external compensation mechanisms among the multiple components were designed; lastly, the external issues of grid-connected large-scale wind power, pumped storage power station operation and auxiliary service providion were studies from the three views of external quantitative analysis, external compensation mechanism and external compensation policy.
     Firstly, the functions and goals of generation companies, Grid Corporation, electricity consumers, society and environment were explained in detail. The physical relationships among the multiple components were analyzed. After that, the economic relationships among the multiple components were analyzed, and the main characteristic of the economic relationships were elaborated.
     Secondly, the external impacts among the multiple components were comprehensively analyzed. The external impact mechanisms of grid-connected large-scale wind power, pumped storage power station operation and auxiliary service providion were analyzed in detail and the external impact evaluation index system were built.
     Thirdly, the goals and principles of external compensations among the multiple components were put forward, and the general thoughts and approaches of external compensation were discussed.
     Fourthly, the external impact assessment model of grid-connected large-scale wind power was built based on probabilistic production simulation method, and the empirical calculation was done. The external compensation mechanisms were designed from the perspective of positive and negative externalities. The external compensation policies of grid-connected large-scale wind power were proposed.
     Fifthly, the external impact assessment model of pumped storage power station operation was built based on probabilistic production simulation method, and the empirical calculation was done. The external compensation mechanisms of pumped storage power station operation were designed. The external compensation policies of pumped storage power station operation were proposed.
     Sixthly, considering the particularity of ancillary services and current situation of China's ancillary service market, the contribution value of AGC operation and contribution value of reserve providion were used to indirectly characterize the external impact. Then, the external impact assessment model of auxiliary service providion was built, and the empirical calculation was done. After that, the external compensation mechanisms of auxiliary service providion were designed, and the external compensation policies were proposed.
引文
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