政府投资项目代建合同激励条款研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
近年来,针对以往政府投资项目管理模式存在的种种弊病,全国各地均已开始推行“代建制”项目管理模式的试运行,并取得显著成效。
     代建制项目管理模式的推行关键在于:在信息不对称的情况下,如何用代建合同对代建单位进行激励与约束以避免代建制中的道德风险与逆向选择等问题。因此,代建合同是政府投资工程管理的核心,是信息不对称情况下的激励手段,是提高政府投资效益的关键。
     本文首先归纳总结了代建制现有的合同激励措施,然后围绕政府部门与代建人的委托代理关系进行了代建制下委托代理模型的分析,总结出代建合同各方的诉求,然后结合委托代理关系的解析分析了目前代建制合同激励条款的局限性。其后探讨了代建管理费取费现状以及合理确定代建管理费的必要性,指出代建管理费用大体上由直接费、间接费、利润和税金、不可以预见费等五部分组成,参考有关资料设计出比较可行的代建管理费取费标准,并对现行代建管理计费形式提出建设性意见;基于目前代建合同中普遍忽视工期激励条款的现实,提出了以“联合基数法”思想对代建项目工期进行激励条款的设计,引入了奖励系数和高报惩罚系数,避免“逆向选择”的风险”的产生,同时能够合理地分担风险。上述思想同样适用于投资控制、质量控制等。最后结合代建制的特点,按风险分担的原则,对相关合同条款的设计进行说明。
In recent years, focusing on those existing drawbacks in the management model of the past government invested projects, all parts of the country have already pushed ahead with the trial run of the project management model of the government invested construction project t, namely“Agent Construction”, which has achieved remarkable effects.
     The keys of the Agent Construction project management model are: Under the information asymmetry, how to motivate and restrict the contracted party by the Agent Construction contract while avoiding the risks of moral hazard, adverse selection etc. Therefore, the Agent Construction Contract is the core of government invested construction project, is the motivator under the information asymmetry, is the key of improving the effectiveness of the government invested construction project.
     This article summarized the current incentive measures of the Agent Construction contract. Then it analyzed the principal-agent model between the government and the agent, summarized the claims of each party, finally analyzed the current limitations of the incentives terms of Agent Construction contract by the explanations of the principal-agent relationship.
     And then, it studied the current status of the fee of the Agent Construction and the necessity of setting up the reasonable fee of the Agent Construction. The fee of the Agent Construction mainly includes five parts of direct cost, indirect cost, profits and taxes, and unforeseeable cost. With the reference, the standard of the fee of Agent Construction was set and constructive advices were offered; Based on the current popular“Construction Period Incentives”, the“Combined radix”concept was invented into the incentives mechanism with the bonus and penalty factors, which can avoid the risk of moral hazard and can reasonably pool the risks. The above concept can also apply to the control of investment, quality control etc. In the end, combining the characteristics of the Agent Construction, it depicts the related design of the contract terms under the riskpooling principal.
引文
[1]唐力翔.委托代理理论与我国公立高校代理人的激励约束问题研究[D].长沙:湖南师范大学,2005年4月.
    [2]陈敏,杜才明.委托代理理论述评[J].中国农业银行武汉培训学院学报,2006,6:76~78.
    [3] Rogerson,W. The First-Order Approach to Principal-Agent Problems [J]. Econometrica, 1985,53:1357-1368.
    [4] Mirrlees, J. The Theory of Moral Hazard and Unobservable Behavior [M]. Nuffield College, 1975.
    [5] Holmstrom,B. Moral Hazard and Observability[J]. Bell Journal of Economics, 1979,10:74-91.
    [6] McAfee.R, J.McMillan. Optimal Contracts for Teams[J]. International Economic Review, 1987,32:561-577.
    [7] Meyer.M, J.Vickers. Performance Comparison and Dynamic Incentive[M]. mimeo, Nuffield College, Oxford, 1994.
    [8] Putterman.L, G.Skillman. The Incentive Effects of Monitoring Under Alternative Compensation Scheme[J]. International Journal of Industrial Economics, 1988,6:109-119.
    [9]梁怀庆,李世蓉,孙本森.中国建筑市场委托-代理经济学分析[J].建筑经济,2004(11):14-16.
    [10]陈良美,张仕廉,蒋时节.政府工程投资失控现象的制度分析[J].建筑经济,2004专刊:29-32.
    [11]陈振权.政府投资项目管理中的委托代理关系研究[J].中国铁路,2004(11):56-58
    [12]刘彦伯.专业组织激励制度之研究[D].台北:国立中正大学企业管理研究所,1993
    [13] Robert J Paul. Project Management: an Incentive Contracting Decision Model[J]. Academy of Management Journal, 1969,12(9):383-385.
    [14] Robert C mahaney. How to Decrease the Failure Rate of Information System Project with Principle-agent Model?[J]. Journal of Systems and Software, 2003,68(10):1-3.
    [15] Ibbs.C.William. Innovative Contract Features for Construction[J]. Construction Management and eEconomics, 1991,9(4):157-170.
    [16] Jin-Fang Shr, Bin Ran, Chiu Wei Sung. Method to Determine Minimum Contract Bid for A+B+I/D Highway Projects[J]. Journal of Construction Engineering and Management, 2004,4:509-516.
    [17] D.Bower, G.Ashby, W.Smyk. Incentive Mechanisms for Project Success[J]. Journal of Management in Engineering, 2002,1:37-43.
    [18] Martin Besfamille. Local Public Works and Intergovernmental Transfers under Asymmetric Information[J]. Journal of Public Economics, 2003,(88):353-375.
    [19] G.Jones. Incentivising Public Service Contracts: a Methodology and Recommendations[J]. European Journal of Purchasing & Supply Management, 1997,3(4):233-240.
    [20] Alfredo Garcia. Incentive Contracts for Infrastructure,Litigation and Weak Institutions[J]. Journal of Regulatory Economics, 2005,(27):15-24.
    [21] Almohawis, Soliman A. Building Research and Information[M].London: Chapman&Hall Ltd,1994.
    [22]邓中美,方俊.政府投资工程代建合同激励机制研究[J].国外建材科技,2006,2:136-137.
    [23]胡晶华.工程代建制下委托代理的博弈分析[J].公路与汽运,2006,1:135-138.
    [24]高显义,肖利民.浅谈建设管理区分政府投资工程和非政府投资工程的意义和必要性[J].建筑经济,2003(1):49-50.
    [25]向荣,贾生华.对代理理论的综述与反思[J].商业经济与管理,2001,8(118):37~40.
    [26]张维迎.博弈论与信息经济学[M].上海:上海人民出版社,1999.
    [27]唐力翔.委托代理理论与我国公立高校代理人的激励约束问题研究[D].长沙:湖南师范大学,2005年4月.
    [28]陈敏,杜才明.委托代理理论述评[J].中国农业银行武汉培训学院学报,2006,6:76~78.
    [29]曹元坤,占小军.激励理论研究现状及发展[J].当代财经,2003(12):57-61.
    [30] Holmstrom, Milgrom. Aggregation and Linearity in the Provision of Intertemporal Incentives[J]. Econometrica, 1987(55):303-328.
    [31] Radner. Monitoring Cooperative Agreements in a Repeated Principal-Agent Relationship[J]. Econometrica, 1981(49):1127-1148.
    [32] Edward Paul Lazear, Sherwin Rosen. Rank-OrderTournaments as Optimum Labor Contracts[J]. Journal of Political Economy, 1981(89):841-864.
    [33]胡希宁,贾小立,杨平安.信息经济学的理论精华及现实意义[J].中共中央党校学报,2003(11):92-96.
    [34]黄志挺.关于政府投资项目.“代建制”几点思考[J].中国招标,2006,11:37~40.
    [35]徐雯,刘幸.基于博弈论的代建制研究[J].建筑管理现代化,2007,(1):20~22.
    [36]李纪彩、邓娇娇,基于代建项目取费现状的代建人激励初探,港工技术,2006,12(4):35~37.
    [37]尹贻林,阎孝砚.政府投资项目代建制理论与务实[M].天津:天津大学出版社,2006年1月.
    [38]严玲.公共项目治理理论与代建制绩效改善研究[D].天津:天津大学,2005.
    [39]丁元耀,贾让成.道德风险防范模型研究[J].数量经济技术经济研究,2001(12):67-70.
    [40] Vito F U ricchio, Raffaele Giordano, Nicola Lopez. A Fuzzy Knowledge-based Decision Support System for Groundwater Pollution Risk Evaluation[J]. Journal of Environmental Management, 2004(73):189-197.