专利密集型产业技术创新能力评价研究述评
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摘要
[目的 /意义]系统梳理与比较当前专利密集型产业技术创新能力评价研究现状,为建立完善我国专利密集型产业技术创新能力评估体系提供参考。[方法 /过程]本研究通过国内外文献调研与网络调查,在解析专利密集型产业内涵的基础上,从评价指标研究、评价方法研究及实证研究3个方面,总结当前专利密集型产业技术创新能力评价研究现状。[结果 /结论 ]结合现有产业技术创新能力评价研究成果分析发现:当前专利密集型产业技术创新能力评价指标的针对性和适用性不够突出;评价方法相对单一,多采用DEA法测度专利密集产业的创新效率;实证数据多为二手数据并局限于国民经济数据,且研究视角过于宽泛。建议未来研究充分考虑专利密集型产业专利数量密集性和对专利制度依赖性的特征,吸纳更多反映产业专利实力及经济贡献的评价指标;积极探索科学、有效、全面的评价方法,多角度综合评价专利密集型产业的技术创新能力;挖掘与整合专利密集型产业技术创新能力评价的多源数据及其他反映专利密集型产业专利质量及专利保护水平的专利数据,可基于区域视角和细分行业视角开展实证研究。
[Purpose/significance] Sorting out the research on the evaluation of technological innovation capabilities in patent-intensive industries will help establish and improve its evaluation system for technological innovation capabilities. [Method/process] By using the methods of literature review and online survey,the research firstly analyzed the definition and characteristics of patent-intensive industries, and then focused on the status quo of researches on the evaluation of technological innovation capabilities of patent-intensive industries from perspectives of evaluation indicators, evaluation models and empirical studies. [Result/conclusion] Combined with the research results of the existing industrial technological innovation capabilities, it is found that existing evaluation indicators' pertinence and applicability are poor; Also, the evaluation method is too simple, only DEA method is used to measure the innovation efficiency of patent-intensive industries;Besides, most empirical data is secondary data and national economic data, also the research perspective is a little bit broad. It is suggested that future research should fully consider the characteristics of patent-intensive industries, adding more indicators that can reflect the industries' patent strength and it's economic contribution into the evaluation index system; actively exploring scientific, effective and comprehensive evaluation methods; utilizing and integrating the multi-source data for evaluating patent-intensive industry's technological innovation capabilities and other patent data reflecting the quality and level of patent protection of the patent intensive industries, and based on regional and sub-industries perspectives to conduct empirical research.
[Purpose/significance] Sorting out the research on the evaluation of technological innovation capabilities in patent-intensive industries will help establish and improve its evaluation system for technological innovation capabilities. [Method/process] By using the methods of literature review and online survey,the research firstly analyzed the definition and characteristics of patent-intensive industries, and then focused on the status quo of researches on the evaluation of technological innovation capabilities of patent-intensive industries from perspectives of evaluation indicators, evaluation models and empirical studies. [Result/conclusion] Combined with the research results of the existing industrial technological innovation capabilities, it is found that existing evaluation indicators' pertinence and applicability are poor; Also, the evaluation method is too simple, only DEA method is used to measure the innovation efficiency of patent-intensive industries;Besides, most empirical data is secondary data and national economic data, also the research perspective is a little bit broad. It is suggested that future research should fully consider the characteristics of patent-intensive industries, adding more indicators that can reflect the industries' patent strength and it's economic contribution into the evaluation index system; actively exploring scientific, effective and comprehensive evaluation methods; utilizing and integrating the multi-source data for evaluating patent-intensive industry's technological innovation capabilities and other patent data reflecting the quality and level of patent protection of the patent intensive industries, and based on regional and sub-industries perspectives to conduct empirical research.
引文
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[3]国家知识产权局发展规划司.中国专利密集型产业主要统计数据报告(2015)[EB/OL].[2018-12-03].http://www.sipo.gov.cn/docs/pub/old/tjxx/yjcg/201610/P020161028632217319768.pdf.
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[9]朱承亮,刘瑞明,王宏伟.专利密集型产业绿色创新绩效评估及提升路径[J].数量经济技术经济研究,2018,35(4):61-79.
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[14]姜南.专利密集型产业权利体合作关系的差异研究[J].情报杂志,2016,35(4):87-91.
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[20]史清琪.中国产业技术创新能力研究[M].北京:中国轻工业出版社,2000:3-5.
[21]赵玉林,程萍.中国省级区域高技术产业技术创新能力实证分析[J].商业经济与管理,2013,1(6):77-85.
[22]陈伟,景锐,徐睿姝,等.我国高专利密集度产业技术创新效率评价研究[J].哈尔滨工程大学学报,2017,38(3):489-494.
[23]姜南.专利密集型产业创新效率体系评估研究[J].科学学研究,2014,32(7):1003-1011.
[24]王黎萤,王佳敏,虞微佳.区域专利密集型产业创新效率评价及提升路径研究--以浙江省为例[J].科研管理,2017,38(3):29-37.
[25]孙磊,陈伟,刘锦志,等.中国专利密集型产业技术创新效率评价[J].科技管理研究,2016,36(19):52-55.
[26]姜南.专利密集型产业的R&D绩效评价研究--基于DEA-Malmquist指数法的检验[J].科学学与科学技术管理,2014,35(3):99-107.
[27]张骏.“十二五”期间江苏省专利密集型产业效率分析--基于制造业数据[J].天津科技,2015,42(11):59-61.
[28]吴友军.产业技术创新能力评价指标体系研究[J].商业研究,2004(11):27-29.
[29]王洪庆,侯毅.中国高技术产业技术创新能力评价研究[J].中国科技论坛,2017(3):58-63.
[30]易明,彭甲超,俞艳霞.我国高新技术产业技术创新效率评价及提升对策研究[J].宏观经济研究,2017(11):60-68.
[31]曾昭宁,樊雯.高技术产业技术创新能力评价指标体系研究[J].西安石油大学学报(社会科学版),2014,23(1):6-10.
[32]CHARNES A,COOPER W W,RHODES E.(1978).Measuring the efficiency of decision making units[J].European journal of operational research,1978,2(6):429-444.
[33]魏权龄.数据包络分析(DEA)[M].北京:北京科学出版社,2006.
[34]袁群.数据包络分析法应用研究综述[J].经济研究导刊,2009(19):201-203.
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