环境规制对全要素碳排放效率分解因素的影响——基于门槛效应的视角
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摘要
为深入探究环境规制对全要素碳排放效率的政策效应,本文运用DEA-Malmquist指数法对2000—2015年我国28个省(市)的全要素碳排放效率进行分解,并采用门槛面板模型分别研究环境规制、经济发展水平、人力资本对碳排放效率的影响。结果表明:碳排放效率的提升离不开技术进步和技术效率的共同作用;环境规制、经济发展水平、人力资本对碳排放效率均存在不同程度的门槛效应。
In order to delve into the policy effect of China's environmental regulation on total factor carbon emission efficiency,the paper used the DEA-Malmquist index to decompose the total factor carbon emission efficiency in 28 provinces from 2000 to2015,and explored the influence of environmental regulation, economic development level and human capital on carbon emission efficiency respectively by applying the threshold panel model. The research results reveal that,the improvement of carbon emission efficiency relies on the joint effects of technological progress and technological efficiency. Environmental regulation, economic development level and human capital all have varying degrees of threshold effects on carbon emission efficiency.
In order to delve into the policy effect of China's environmental regulation on total factor carbon emission efficiency,the paper used the DEA-Malmquist index to decompose the total factor carbon emission efficiency in 28 provinces from 2000 to2015,and explored the influence of environmental regulation, economic development level and human capital on carbon emission efficiency respectively by applying the threshold panel model. The research results reveal that,the improvement of carbon emission efficiency relies on the joint effects of technological progress and technological efficiency. Environmental regulation, economic development level and human capital all have varying degrees of threshold effects on carbon emission efficiency.
引文
[1]张平,张鹏鹏,蔡国庆.不同类型环境规制对企业技术创新影响比较研究[J].中国人口·资源与环境,2016,26(4):8-13.
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[4]夏勇,钟茂初.经济发展与环境污染脱钩理论及EKC假说的关系——兼论中国地级城市的脱钩划分[J].中国人口·资源与环境,2016,26(10):8-16.
[5]Zhao X,Zhang X,Li N,et al. Decoupling economic growth from carbon dioxide emissions in China:A sectoral factor decomposition analysis[J]. Journal of Cleaner Production,2017,142(1):3500-3516.
[6]李国平,杨佩刚,宋文飞,等.环境规制、FDI与“污染避难所”效应——中国工业行业异质性视角的经验分析[J].科学学与科学技术管理,2013,34(10):122-129.
[7]张华,魏晓平.绿色悖论抑或倒逼减排——环境规制对碳排放影响的双重效应[J].中国人口·资源与环境,2014,24(9):21-29.
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[9]杨子晖,田磊.“污染天堂”假说与影响因素的中国省际研究[J].世界经济,2017,40(5):148-172.
[10]Liu Q,Wang S,Zhang W,et al. Does foreign direct investment affect environmental pollution in China's cities? A spatial econometric perspective[J]. Science of the Total Environment,2018,613-614:521.
[11]张先锋,韩雪,吴椒军.环境规制与碳排放:“倒逼效应”还是“倒退效应”——基于2000—2010年中国省际面板数据分析[J].软科学,2014,28(7):136-139,144.
[12]张伟,朱启贵,李汉文.能源使用、碳排放与我国全要素碳减排效率[J].经济研究,2013,48(10):138-150.
[13]许士春,龙如银.中国能源和碳排放的效率测度与影响因素研究[J].软科学,2015,29(3):74-78.
[14]Porter M E,Claas V D L. Toward a new conception of the environment-competitiveness relationship[J]. Journal of Economic Perspectives,1995,9(4):97-118.
[15]沈能.环境规制对区域技术创新影响的门槛效应[J].中国人口·资源与环境,2012,22(6):12-16.
[16]罗良文,李珊珊.FDI、国际贸易的技术效应与我国省际碳排放绩效[J].国际贸易问题,2013(8):142-150.
[17]李子豪.外商直接投资对中国碳排放的门槛效应研究[J].资源科学,2015,37(1):163-174.
[18]虞义华,郑新业,张莉.经济发展水平、产业结构与碳排放强度——中国省级面板数据分析[J].经济理论与经济管理,2011(3):72-81.
[19]岳志宏,卢平.我国全要素能源效率时空分异特征研究——基于能源供给侧改革视角[J].云南财经大学学报,2016(4):35-45.
[20]Fare R,Grosskopf S,Norris M,etc. Productivity growth,technical progress and efficiency change in industrialized countries[J]. American Economic Review,1994,84(1):66-83.
[21]张军,吴桂英,张吉鹏.中国省际物质资本存量估算:1952—2000[J].经济研究,2004(10):35-44.
[22]Hansen B E. Threshold effects in non-dynamic panels:Estimation,testing,and inference[J]. Journal of Econometrics,1999,93(2):345-368.
[2]Al-Mulali U,Weng-Wai C,Sheau-Ting L,et al. Investigating the environmental kuznets curve(EKC)hypothesis by utilizing the ecological footprint as an indicator of environmental degradation[J]. Ecological Indicators,2015,48:315-323.
[3]Zaman K,Shahbaz M,Loganathan N,et al. Tourism development,energy consumption and environmental kuznets curve:Trivariate analysis in the panel of developed and developing countries[J]. Tourism Management,2016,54:275-283.
[4]夏勇,钟茂初.经济发展与环境污染脱钩理论及EKC假说的关系——兼论中国地级城市的脱钩划分[J].中国人口·资源与环境,2016,26(10):8-16.
[5]Zhao X,Zhang X,Li N,et al. Decoupling economic growth from carbon dioxide emissions in China:A sectoral factor decomposition analysis[J]. Journal of Cleaner Production,2017,142(1):3500-3516.
[6]李国平,杨佩刚,宋文飞,等.环境规制、FDI与“污染避难所”效应——中国工业行业异质性视角的经验分析[J].科学学与科学技术管理,2013,34(10):122-129.
[7]张华,魏晓平.绿色悖论抑或倒逼减排——环境规制对碳排放影响的双重效应[J].中国人口·资源与环境,2014,24(9):21-29.
[8]聂飞,刘海云.FDI、环境污染与经济增长的相关性研究——基于动态联立方程模型的实证检验[J].国际贸易问题,2015(2):72-83
[9]杨子晖,田磊.“污染天堂”假说与影响因素的中国省际研究[J].世界经济,2017,40(5):148-172.
[10]Liu Q,Wang S,Zhang W,et al. Does foreign direct investment affect environmental pollution in China's cities? A spatial econometric perspective[J]. Science of the Total Environment,2018,613-614:521.
[11]张先锋,韩雪,吴椒军.环境规制与碳排放:“倒逼效应”还是“倒退效应”——基于2000—2010年中国省际面板数据分析[J].软科学,2014,28(7):136-139,144.
[12]张伟,朱启贵,李汉文.能源使用、碳排放与我国全要素碳减排效率[J].经济研究,2013,48(10):138-150.
[13]许士春,龙如银.中国能源和碳排放的效率测度与影响因素研究[J].软科学,2015,29(3):74-78.
[14]Porter M E,Claas V D L. Toward a new conception of the environment-competitiveness relationship[J]. Journal of Economic Perspectives,1995,9(4):97-118.
[15]沈能.环境规制对区域技术创新影响的门槛效应[J].中国人口·资源与环境,2012,22(6):12-16.
[16]罗良文,李珊珊.FDI、国际贸易的技术效应与我国省际碳排放绩效[J].国际贸易问题,2013(8):142-150.
[17]李子豪.外商直接投资对中国碳排放的门槛效应研究[J].资源科学,2015,37(1):163-174.
[18]虞义华,郑新业,张莉.经济发展水平、产业结构与碳排放强度——中国省级面板数据分析[J].经济理论与经济管理,2011(3):72-81.
[19]岳志宏,卢平.我国全要素能源效率时空分异特征研究——基于能源供给侧改革视角[J].云南财经大学学报,2016(4):35-45.
[20]Fare R,Grosskopf S,Norris M,etc. Productivity growth,technical progress and efficiency change in industrialized countries[J]. American Economic Review,1994,84(1):66-83.
[21]张军,吴桂英,张吉鹏.中国省际物质资本存量估算:1952—2000[J].经济研究,2004(10):35-44.
[22]Hansen B E. Threshold effects in non-dynamic panels:Estimation,testing,and inference[J]. Journal of Econometrics,1999,93(2):345-368.
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